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Nebraska
 

State Preschool Program

Overview

Nebraska has a competitive grant system through which it funds preschool programs through public schools and educational service units. These public entities are required to collaborate with community initiatives and programs. State grants cover up to 50% of the total budget of the recipient programs, and grantees are required to supplement state funding with local, other state, federal, and private funds, including parent fees. The program must allocate 70% of its funds to serve children in four target populations: low-income, English language learners, teenage parents, and those who were premature or low birth weight as infants. According to the National Institute for Early Education Research (NIEER), Nebraska served 4% of four-year-olds and 2% of three-year-olds in the state preschool program in 2005-2006. Funding for the pre-k program was increased by 85% for FY 2005-2006 through FY 2006-2007.

An amendment to the Nebraska state constitution, passed by voters in November 2006, creates a $60 million public-private endowment fund expected to generate $2.4 million a year in revenue to fund birth-to-five development and education programs.

State Policy

The legislation implementing Nebraska’s preschool program recognizes that high quality early childhood education is a sound public investment of funds because such programs increase the likelihood that children who participate will enter school prepared to achieve high standards. In November 2006, the citizens of Nebraska recognized the importance of early childhood education by amending the constitution to allow state school funds to be used for early childhood educational purposes, and to create an early childhood education endowment fund to support state-operated programs "promoting development and learning for children from birth to kindergarten-entrance age."

Eligibility Criteria

Most children in Nebraska’s early childhood program are ages three and four, but children from birth up to kindergarten entrance age are eligible. The program must allocate at least 70% of its funds to serve children in four target populations: low-income status based on eligibility for the federal free or reduced lunch program; English language learners; those with parents under 18 or who did not finish high school; and those who were premature or low birth weight as infants.

Program Length/Duration

The grant program funds both full-day and part-day programs. Programs must operate at least twelve hours a week during the school year.

Funding

The Nebraska early childhood grant program is funded through appropriations of the state legislature. The Department of Education allocates grants to local school districts or educational service units, which may subcontract with non-public programs. Grants are limited to 50 percent of the program budget. Each early childhood program must look to other local, state and federal sources of funding for the balance, including parent fees based on a sliding scale.

State funding for the early childhood grant program has been limited and, according to NIEER, was less than $2.1 million in 2002-2003. In 2005, the legislature increased funding by 85% to $3,680,471 per year in FY 2005-06 and FY 2006-07, and funding will remain level through FY 2008-09. Even with this increased level of funding, the program will be able to serve only about half of all eligible children. Significantly, in a step toward stabilizing funding for preschool, additional legislation was passed in 2005 that provides for the inclusion of four-year-old prekindergarten students in the state aid funding formula for districts that have funded a preschool program under the grant program for three consecutive years. About $1.7 million in state school aid is anticipated to flow to pre-k classrooms in FY 2007-08. Furthermore, Nebraska amended its constitution in November 2006 to specify that state public school funds and revenues are also to be used for the support of state-operated early childhood education and development programs for children birth-to-five.

The constitutional amendment also creates an early childhood education endowment fund to support state-operated programs, including preschool, "for children from birth to kindergarten-entrance age." The endowment fund will be seeded with $40 million in state funds and $20 million from private donors, expected to generate about $2.4 million a year.

Quality Standards

In a national survey of quality standards, the National Institute for Early Education Research (NIEER) gave Nebraska’s preschool program a rating of five out of ten. The program requirements meet NIEER’s benchmark for teacher qualifications. Lead teachers are required to hold a bachelor’s degree and have an endorsement in early childhood education, early childhood special education, preschool disabilities or early childhood unified. Assistant teachers must possess the equivalent of a CDA (12 credit hours). The state does not, however, meet NIEER’s benchmark of at least 15 hours per year of in-service teacher training. Nebraska requires programs to have a 1:10 staff-child ratio with a class size limit of 20, meeting NIEER’s standards in these areas. It also requires family support services, meal service, and site visits, but no health screening or referrals, thus failing to meet NIEER’s benchmarks in these areas. The state has developed curriculum guidelines that satisfy NIEER’s standard for comprehensive early learning standards.

Delivery of Preschool Services

The Nebraska department of education administers the Early Childhood Education Grant Program. Grants are provided to public school districts and educational service units, which are encouraged to collaborate amongst themselves and with private providers. The law emphasizes coordination with existing programs that receive funds from other public and private sources, such as Head Start, Early Intervention and special education funding.

Requirements for Student Assessment and Program Evaluation

Programs must have a student assessment component that allows for monitoring of student progress using a valid and reliable assessment tool. Grantees must also participate in a program evaluation and quality assurance process and submit a periodic evaluation report to the Department of Education. In addition, the Department must submit a biannual evaluation of the grant program to the State Board and the Legislature.

Legal Framework

Education Clause in State Constitution

The state constitution provides that "the Legislature shall provide for the free instruction in the common schools of this state of all persons between the ages of five and twenty-one years." Amendments to the state constitution in November 2006 specify that the purpose of state public school funds, in addition to supporting education beginning in kindergarten, is to support and maintain "programs operated by or distributed through the common schools promoting development and learning for children from birth to kindergarten-entrance age."

Summary of Case Law on School Finance System

There has been no judicial finding that public education is a fundamental right under the State Constitution. In a 1993 case, Gould v. Orr,, the Nebraska Supreme Court dismissed the petition because plaintiffs had failed to allege that unequal funding of schools affected the quality of the education students received. A second school finance challenge, Douglas County School Dist. v. Heineman, was filed in 2003 on behalf of Omaha Public Schools and several other urban school districts. Plaintiffs allege that the school funding system fails to provide sufficient resources to allow children in low-wealth districts to receive a constitutionally adequate education and equal educational opportunity. In 2004, the trial court granted in part the State’s motion to dismiss, ruling that plaintiffs’ adequacy claims under the education clause of the State Constitution raised non-justiciable political questions. The case is going forward on plaintiffs’ claims under the State equal protection and due process clauses.

A consortium of rural school districts filed another school finance case, NCEEA v. Heineman in 2004 alleging the state education finance system is unconstitutional in that it fails to provide sufficient resources to enable students in low-wealth rural districts to receive an adequate education under the State education clause. The state Supreme Court dismissed the case in 2007, holding that it involved only non-justiciable political questions.

Summary of Case Law on Preschool

A school finance case currently pending in Nebraska seeks increased state funding for preschool education.

Constitutional Provisions on Public Education

Neb. Const. Art. I, § 4 

[K]nowledge . . . being essential to good government, it shall be the duty of the Legislature to pass suitable laws . . . to encourage schools and the means of instruction.

Neb. Const. Art. VII, § 1  

The Legislature shall provide for the free instruction in the common schools of this state of all persons between the ages of five and twenty-one years. The Legislature may provide for the education of other persons in educational institutions owned and controlled by the state or a political subdivision thereof.

Neb. Const. Art. VII, § 9

(1) The following funds shall be exclusively used for the support and maintenance of the common schools in each school district in the state or for early childhood education operated by or distributed through the common schools as provided in subsection (3) of this section, as the Legislature shall provide:

(a) Income arising from the perpetual funds;

(b) The income from the unsold school lands, except that costs of administration shall be deducted from the income before it is so applied;

(c) All other grants, gifts, and devises that have been or may hereafter be made to the state which are not otherwise appropriated by the terms of the grant, gift, or devise; and

(d) Such other support as the Legislature may provide.

(2) No distribution or appropriation shall be made to any school district for the year in which school is not maintained for the minimum term required by law.

(3) (a) An early childhood education endowment fund shall be created for the purpose of supporting early childhood education in this state as provided by the Legislature.

(b) An amount equal to forty million dollars of the funds belonging to the state for common school and early childhood educational purposes operated by or distributed through the common schools described in Article VII, section 7, of this Constitution shall be allocated for the early childhood education endowment fund.

(c) Only interest or income on such early childhood education endowment fund may be appropriated as provided by the Legislature for the benefit of the common schools and for the exclusive purpose of supporting early childhood education in this state.

(d) For purposes of Article VII of this Constitution, early childhood education means programs operated by or distributed through the common schools promoting development and learning for children from birth to kindergarten-entrance age.

(e) If the annual income from twenty million dollars of private funding is not irrevocably committed by July 1, 2011, to the use of the early childhood education endowment fund, then the forty-million-dollar allocation pursuant to subdivision (3)(b) of this section may revert to the use of the common schools as the Legislature shall determine.

Case Law on the Right to Public Education and Preschool

Is Education a Fundamental Right under the State Constitution?

There has been no judicial determination to the effect that public education is a fundamental right under the state constitution. In 1996, Nebraska voters rejected Initiative 411, which would have amended the state constitution "to make quality education a fundamental constitutional right of each person" (as well as to "make ‘thorough and efficient education’ of every person between the ages of 5 and 21 in the common schools the ‘paramount duty’ of the state" and to "direct the Legislature to establish a school finance system which provides for thorough education in efficiently operated public schools"). See Douglas Cty. Sch. Dist. 0001 a/k/a Omaha Public Schools v. Johanns, Dist. Ct. Douglas Cty., Doc. 1028 page 120, Order dated May 14, 2004, at 20.

School Finance Cases in Favor of Plaintiffs:

None.

Standard for a Constitutionally Adequate Education:

None.

School Finance Cases against Plaintiffs:

Gould v. Orr, 244 Neb. 163, 506 N.W.2d 349 (1993)

Plaintiffs, parents and their children, alleged that the state's statutory scheme for financing public schools denied them equal protection of law, equal and adequate educational opportunity, and uniform proportionate taxation. The Nebraska Supreme Court upheld the grant of summary judgment against the plaintiffs, ruling that their petition failed to state a cause of action because it failed to allege that unequal funding of schools affected the quality of the education that the students were receiving.

NCEEA v. Heineman, 273 Neb. 531, 731 N.W.2d 164 (2007)

The Nebraska Coalition for Education Equity and Adequacy -- a coalition of 34 rural school districts -- and two individual school districts and parents in those districts filed this case in 2004, alleging that the State’s education finance system violated the education clause in the State Constitution because it failed to provide school districts with the resources needed to educate students to become productive citizens, find meaningful employment, and qualify for higher education. Specifically, plaintiffs alleged that the State fails to adequately fund school facilities, quality teaching, vocational education, a college prep curriculum, other essential programs and services, and preschool education.

In October 2005, the trial court granted the State’s motion to dismiss the case, concurring with and adopting the May 2004 trial court ruling in Douglas County Sch. Dist., et al., v. Heineman, which found that education adequacy claims raised political questions to be decided by the legislature. The Nebraska Supreme Court affirmed the dismissal on May 11, 2007.

Decisions Ruling School Finance Issues Were Non-Justiciable:

Douglas Cty. Sch. Dist. 0001 a/k/a Omaha Public Schools v. Heineman, Dist. Ct. Douglas Cty., Doc. 1028 page 120, filed June 2003

In May 2004, the trial court in this pending school finance case granted in part the state’s motion to dismiss, ruling that plaintiffs’ adequacy claims under the education clause of the State Constitution raised non-justiciable political questions.

NCEEA v. Heineman, 273 Neb. 531, 553-554, 731 N.W.2d 164 (2007)

In October 2005, the trial court in this school finance case granted the State’s motion to dismiss the case, concurring with and adopting the May 2004 trial court ruling in Douglas County Sch. Dist., et al., v. Heineman (discussed above), and the Nebraska Supreme Court affirmed the dismissal: “We conclude that the relationship between school funding and educational quality requires a policy determination that is clearly for the legislative branch.”

Cases Related to State-Funded Preschool:

Plaintiffs in the pending Douglas County/OPS case, discussed below, are seeking additional state funding for preschool education under both an adequacy and equal protection theory. In the NCEEA case, discussed above, plaintiffs had sought state funding for preschool under an adequacy theory.

Pending School Finance Cases:

Douglas Cty. Sch. Dist. 0001 a/k/a Omaha Public Schools v. Heineman, Dist. Ct. Douglas Cty., Doc. 1028 page 120, filed June 2003

Case filed in June 2003. Plaintiffs -- the Omaha School District, taxpayers and parents residing in the district, and an organization representing several other urban districts -- claim that the State’s education finance system is unconstitutional in that it fails to provide sufficient resources to allow children in their districts to obtain an adequate education or equal opportunity to meet academic standards set by state and federal laws. Plaintiffs are pursuing a claim for state-funded preschool under both an adequacy and equal protection theory.

In May 2004, the trial court granted, in part, the State’s motion to dismiss the complaint. The court dismissed plaintiffs’ adequacy claim under the education clause in the State Constitution on the ground that it raised non-justiciable political questions. Plainitiffs’ case remains pending as to claims based on equal protection, due process and the constitutional prohibition of special legislation.

A copy of plaintiffs' complaint, the trial court's May 2004 order on defendant's motion to dismiss and other legal documents in the case are available on the website for the Nebraska Schools Trust.

Statutes, Regulations and Guidance Documents on State Preschool Program

Nebraska Revised Statutes (Neb. Rev. Stat.) § 79-1101 et seq., Early Childhood Act

Nebraska Revised Statutes (Neb. Rev. Stat.) § 79-1003, Tax Equity and Educational Opportunity Support Act

92 Nebraska Administrative Code (Neb. Admin. Code) Ch. 11, Regulations for Early Childhood Education Programs

92 Nebraska Administrative Code (Neb. Admin. Code) Ch. 11 § 004, Requirements for Early Childhood Education Programs Established by School Boards or Educational Service Units

92 Nebraska Administrative Code (Neb. Admin. Code) Ch. 11 § 005, Early Childhood Education Grants

Provisions Expressing State Policy on Preschool:

Neb. Rev. Stat. § 79-1101.

(1) The Legislature finds and declares that: (a) Early childhood education programs can assist children in achieving their potential as citizens, workers, and human beings and can strengthen families; (b) early childhood education has been proven to be a sound public investment of funds not only in assuring productive, taxpaying workers in the economy but also in avoidance of increasingly expensive social costs for those who drop out as productive members of society; (c) the key ingredient in an effective early childhood education program is a strong family development and support component because the role of the parent is of critical importance; (d) while all children can benefit from quality, developmentally appropriate early childhood education experiences, such experiences are especially important for at-risk infants and children; (e) current early childhood education programs serve only a fraction of Nebraska's children and the quality of current programs varies widely; (f) well-designed early childhood education programs increase the likelihood that children who participate will enter school prepared to achieve high standards; (g) effective early childhood education programs require staff with knowledge about child growth, development, and learning and family systems; and (h) both public and nonpublic programs which meet recognized standards of quality can address the growth, development, and learning needs of young children.

(2) It is the intent of the Legislature and the public policy of this state to encourage schools and community-based organizations to work together to provide high-quality early childhood education programs for infants and young children which include family involvement. The purposes of sections 79-1101 to 79-1104 are to provide state assistance to selected school districts, cooperatives of school districts, and educational service units for early childhood education, to encourage coordination between public and private service providers of early childhood education and child care programs, and to provide state support for efforts to improve training opportunities for staff in such programs. . . .

Neb. Const. Art. VII, § 9(3)

(a) An early childhood education endowment fund shall be created for the purpose of supporting early childhood education in this state as provided by the Legislature.

… (d) For purposes of Article VII of this Constitution, early childhood education means programs operated by or distributed through the common schools promoting development and learning for children from birth to kindergarten-entrance age.

Eligibility Criteria for State Preschool Program:

Neb. Rev. Stat. § 79-101(4) Prekindergarten programs means all early childhood programs provided for children who have not reached the age of five by October 15 of the current school year .

Neb. Rev. Stat. § 79-1101(3). . . . for children from birth to kindergarten-entrance age . . .

92 Neb. Admin. Code Ch. 11 § 002.11. Prekindergarten programs means all early childhood programs provided for children who have not reached the age of five by October 15 of the current school year.

92 Neb. Admin. Code Ch. 11 § 005.01.

005.01A All prekindergarten age children , regardless of their abilities, disabilities, or the social, linguistic, or economic diversity of the children's families are eligible to be served with grant funds.

005.01B Grant funds shall be targeted toward serving the following prekindergarten-age children:

005.01B1 Children whose family income qualifies them for participation in the federal free or reduced lunch program.

005.01B2 Children who reside in a home where a language other than spoken English is used as the primary means of communication.

005.01B3 Children whose parents are younger than eighteen or who have not completed high school.

005.01B4 Children who were born prematurely or at low birth weight as verified by a physician.

005.01C Up to thirty percent of the funds granted to each early childhood education program under this Chapter may be used to offset program costs for children who are not identified in Sections 005.01B1 through 005.01B4 or who are not supported through any of the funding sources listed in Section 004.02b through 004.02k, in order to maximize the participation of children from diverse groups.

005.01D Early Childhood Education Program Grant funds shall not be used to support the participation of children who are eligible by age to enroll in kindergarten (those who reach age five by October 15 of the current year).

Program Length/Duration:

Neb. Rev. Stat. § 79-1101(3). . . . any prekindergarten part-day or full-day program . . . .

92 Neb. Admin. Code Ch. 11 § 002.06.

Early childhood education program means any prekindergarten part-day or full-day program …

92 Neb. Admin. Code Ch. 11 § 004.04. The program shall operate a minimum of twelve (12) instructional hours per week during the school term year. Programs receiving grant funds pursuant to Section 005 of this Chapter or receiving Tax Equity and Educational Opportunities Support Act (TEEOSA) funds shall operate a minimum of four hundred and fifty (450) instructional hours per school year.

Scope of State’s Responsibility to Provide Preschool:

Neb. Rev. Stat. §79-1103(1)(a). The State Department of Education shall establish and administer the Early Childhood Education Grant Program. . . .

Neb. Rev. Stat. § 79-1104(1). Any school board in its discretion may (a) establish . . . and financially support programs providing prekindergarten services, to which attendance shall be voluntary and which the board may deem beneficial to the education of prekindergarten children ... and (b) provide or financially support transportation for children to, from, or to and from programs as defined in section 71-1910. . . .

92 Neb. Admin. Code Ch. 11 § 005.002A. For years in which grant funds are available, the Department shall issue a Request for Proposals (RFP) for early childhood education grants.

Scope of State's Responsibility to Fund Preschool:

Neb. Rev. Stat. §79-1103.

(1)  (a) . . . The department shall request proposals for early childhood education programs . . . .

(b) The first priority shall be for (i) continuation grants for programs that received grants in the prior school fiscal year and for which the state aid calculation pursuant to the Tax Equity and Educational Opportunities Support Act does not include early childhood education students, in an amount equal to the amount of such grant, except that if the grant was a first-year grant the amount shall be reduced by thirty-three percent, (ii) continuation grants for programs for which the state aid calculation pursuant to the act includes early childhood education students, in an amount equal the amount of the grant for the school fiscal year prior to the first school fiscal year for which early childhood education students were included in the state aid calculation for the school district's local system minus the calculated state aid amount, and (iii) for school fiscal year 2007-08, continuation grants for programs for which the state aid calculation pursuant to the act includes early childhood education students, but such state aid calculation does not result in the school district receiving any equalization aid, in an amount equal to the amount of the grant received in school fiscal year 2006-07. The calculated state aid amount shall be calculated by multiplying the cost grouping cost per student for the school district's local system cost grouping by the adjusted formula students attributed to the early childhood education programs pursuant to the Tax Equity and Educational Opportunities Support Act.

(c) The second priority shall be for new grants and expansion grants for programs that will serve at-risk children who will be eligible to attend kindergarten the following school year. New grants may be given for up to three years in an amount up to one-half of the total budget of the program per year. Expansion grants may be given for one year in an amount up to one-half of the budget for expanding the capacity of the program to serve additional children.

(d) The third priority shall be for new grants, expansion grants, and continuation grants for programs serving children younger than those who will be eligible to attend kindergarten the following school year. New grants may be given for up to three years in an amount up to one-half the total budget of the program per year. Expansion grants may be given for one year in an amount up to one-half the budget for expanding the capacity of the program to serve additional children. Continuation grants under this priority may be given annually in an amount up to one-half the total budget of the program per year minus any continuation grants received under the first priority.

(2) Each program proposal which is approved by the department shall include . . . (e) a plan to use sliding fee scales. . . to maximize the participation of economically and categorically diverse groups and to ensure that participating children and families have access to comprehensive services. . . .

(3) The department shall make an effort to fund programs widely distributed across the state in both rural and urban areas.

. . . (5) Programs may be approved for purposes of the Tax Equity and Educational Opportunities Support Act, expansion grants, and continuation grants on the submission of a continuation plan demonstrating that the program will continue to meet the requirements of subsection (2) of this section and a proposed operating budget demonstrating that the program will continue to receive resources from other sources equal to or greater than the sum of any grant received pursuant to this section for the prior school year plus any calculated state aid...

Neb. Rev. Stat. § 79-1104(1). Any school board in its discretion may (a) establish and financially support programs providing . . . prekindergarten services . . . and (b) provide or financially support transportation for children to, from, or to and from [such] programs. . . . The board may charge a fee, not to exceed the actual cost, for providing such programs and services but may waive such fee on the basis of need. . . .

92 Neb. Admin. Code Ch. 11 § 005.

005.03 Grant Funding.

005.03A Each early childhood education program approved under the provisions of Section 005.02 shall be eligible for grant funding of up to fifty percent of the total approved budget of the program, subject to the following:

005.03A1 Appropriation of the funds by the Legislature.

005.03A2 An annual review of compliance with this Chapter.

Source of Funding for Preschool Program:

Neb. Const. Art. VII, § 9(3)

(a) An early childhood education endowment fund shall be created for the purpose of supporting early childhood education in this state as provided by the Legislature.

(b) An amount equal to forty million dollars of the funds belonging to the state for common school and early childhood educational purposes operated by or distributed through the common schools described in Article VII, section 7, of this Constitution shall be allocated for the early childhood education endowment fund.

(c) Only interest or income on such early childhood education endowment fund may be appropriated as provided by the Legislature for the benefit of the common schools and for the exclusive purpose of supporting early childhood education in this state.

(d) For purposes of Article VII of this Constitution, early childhood education means programs operated by or distributed through the common schools promoting development and learning for children from birth to kindergarten-entrance age.

(e) If the annual income from twenty million dollars of private funding is not irrevocably committed by July 1, 2011, to the use of the early childhood education endowment fund, then the forty-million-dollar allocation pursuant to subdivision (3)(b) of this section may revert to the use of the common schools as the Legislature shall determine.

Neb. Rev. Stat. § 79-1003

…(19) Formula students means (a) for state aid certified pursuant to section 79-1022, the sum of fall membership from the school fiscal year immediately preceding the school fiscal year in which the aid is to be paid, multiplied by the average ratio of average daily membership to fall membership for the second school fiscal year immediately preceding the school fiscal year in which aid is to be paid and the prior two school fiscal years, plus qualified early childhood education fall membership plus tuitioned students from the school fiscal year immediately preceding the school fiscal year in which the aid is to be paid and (b) for final calculation of state aid pursuant to section 79-1065, the sum of average daily membership plus qualified early childhood education average daily membership plus tuitioned students from the school fiscal year immediately preceding the school fiscal year in which the aid was paid;

…(34) Qualified early childhood education average daily membership means the product of the average daily membership for school fiscal year 2006-07 and each school fiscal year thereafter of students who will be eligible to attend kindergarten the following school year and are enrolled in an early childhood education program approved by the department pursuant to section 79-1103 for such school district for such school year if: (a) The program is receiving a grant pursuant to such section for the third year; (b) the program has already received grants pursuant to such section for three years; or (c) the program has been approved pursuant to subsection (5) of section 79-1103 for such school year and the two preceding school years, including any such students in portions of any of such programs receiving an expansion grant, multiplied by the ratio of the actual instructional hours of the program divided by one thousand thirty-two;

(35) Qualified early childhood education fall membership means the product of membership on the last Friday in September 2006 and each year thereafter of students who will be eligible to attend kindergarten the following school year and are enrolled in an early childhood education program approved by the department pursuant to section 79-1103 for such school district for such school year if: (a) The program is receiving a grant pursuant to such section for the third year; (b) the program has already received grants pursuant to such section for three years; or (c) the program has been approved pursuant to subsection (5) of section 79-1103 for such school year and the two preceding school years, including any such students in portions of any of such programs receiving an expansion grant, multiplied by the ratio of the planned instructional hours of the program divided by one thousand thirty-two;

Neb. Rev. Stat. § 79-1007.01

For state aid calculated for school fiscal years prior to 2008-09:

(1) The adjusted formula students for each local system shall be calculated by:

(a) Multiplying the formula students in each grade range by the corresponding weighting factors to calculate the weighted formula students for each grade range as follows:

(i) The weighting factor for early childhood education programs is six-tenths;

[Under Neb. Rev. Stat. § 79-1007.03, the same adjustment and weighting for early childhood education programs applies for school fiscal year 2008-09 and subsequent years.]

92 Neb. Admin. Code Ch. 11 § 003.01 Approval Requirements.

Early childhood education programs established by school boards or educational service units shall be approved by the Board pursuant to this Chapter upon the recommendation of the Commissioner. ...

92 Neb. Admin. Code Ch. 11 § 005.02A For years in which grant funds are available, the Department shall issue a Request for Proposals (RFP) for early childhood education grants.

92 Neb. Admin. Code Ch. 11 § 004.02

Each program shall develop, and keep on file, a written budget plan to show that the program will be coordinated or contracted with existing programs and funding sources. The budget plan shall include a locally-developed sliding scale formula for parent fees in order to maximize the participation of economically and categorically diverse groups of children and to ensure that participating children and families have access to comprehensive services. Existing programs and funding sources include, but are not limited to:

004.02A Grants provided through the Early Childhood Education Grant Program under Neb. Rev. Stat. 79-1103.

004.02B Funds provided for children with disabilities below five years of age through the Special Education Act, the Early Intervention Act, and funds available through the flexible funding provisions under the Special Education Act.

004.02C The federal Head Start program.

004.02D The federal Even Start Family Literacy Program.

004.02E Title I of the federal funds provided through the Elementary and Secondary Education Act and subsequent reauthorizations or other appropriate federal legislation.

004.02F Child care assistance through the Health and Human Services System.

004.02G Local district funds.

004.02H Funds obtained through contracts with other districts, such as contracts to provide services to children below age five with disabilities pursuant to 92 NAC 51.

004.02I Private grants and gifts.

004.02J Parent fees from the program’s locally developed sliding scale.

004.02K Nonpublic early childhood education programs which meet the requirements of Neb. Rev. Stat. 79-1104(2).

92 Neb. Admin. Code Ch. 11 § 005.03A. Each Early Childhood Education Program approved under the provisions of Section 005.02 shall be eligible for grant funding of up to fifty percent of the total approved budget of the program, subject to the following:

005.03A1 Appropriation of the funds by the Legislature.

Scope of Child's Right to Attend Preschool:

92 Neb. Admin. Code Ch. 11 § 005.03A. Each Early Childhood Education Program approved under the provisions of Section 005.02 shall be eligible for grant funding of up to fifty percent of the total approved budget of the program, subject to the following:

005.03A1 Appropriation of the funds by the Legislature.

Curriculum Content Standards for Preschool Program:

Neb. Rev. Stat. §79-1103(2). Each [early childhood education] program proposal which is accepted by the department shall include . . . (m) developmentally and culturally appropriate curriculum, practices, and assessment, (n) sensitivity to the economic and logistical needs and circumstances of families in the provision of services, (o) integration of children of diverse social and economic characteristics . . . (q) continuity with programs in kindergarten and elementary grades, ... (s) well-defined language development and early literacy emphasis, including the involvement of parents in family literacy activities. ...

Neb. Rev. Stat. § 79-1104(2)

Prekindergarten programs established by school boards or educational service units shall be approved by the State Department of Education subject to regulations adopted and promulgated by the State Board of Education and may include such components as … (g) developmentally and culturally appropriate curriculum, practices, and assessment, (h) well-defined language development and early literacy emphasis …

92 Neb. Admin. Code Ch. 11 § 004.10. The early childhood education program shall provide a play-oriented learning environment, which facilitates the optimal growth and development of children, with opportunities for age appropriate learning experiences through active involvement with people and materials.

004.10A A written plan shall be developed to explain the program. The written program plan shall include a description of how the program curriculum, practices and assessment provide a variety of developmentally appropriate, experiential activities which:

004.10A1 Promote a positive self-concept in each child.

004.10A2 Develop social skills in each child.

004.10A3 Encourage each child to think, reason, question, and experiment.

004.10A4 Foster both receptive and expressive language development and provide early literacy experiences.

004.10A5 Incorporate family literacy experiences.

004.10A6 Develop an understanding of quantities of things, of time, and of space.

004.10A7 Enhance each child's physical development and skills.

004.10A8 Encourage sound safety, health, and nutritional practices, including avoidance of controlled substances.

004.10A9 Stimulate each child in creative expression and appreciation of the arts.

004.10A10 Include exploratory play in a language- and literacy- rich environment during a majority of the daily schedule.

004.10A11 Reflect and respect the diversity of races, national origins, gender, and physical and mental abilities in the larger society and with particular emphasis on the cultural and ethnic backgrounds of the children enrolled through planned activities, use of materials, and use of equipment.

004.10A12 Use positive, age-appropriate techniques of child guidance including redirection, anticipation, and elimination of potential problems, and encouragement. . . .

... 004.10A14 Link the Early Childhood Education Program to the district's kindergarten/primary program through a written transition plan insuring continuity identification and implementation of processes necessary to facilitate the transition of children. ...

004.10A15 Include a well-defined language development and early literacy emphasis, including the involvement of parents in family literacy activities.

Nebraska Early Learning Guidelines.

Use of the Guidelines is voluntary. The guidelines provide information related to seven domains or areas of learning and development:

  • Social and Emotional Development
  • Approaches to Learning
  • Health and Physical Development
  • Language and Literacy
  • Mathematics
  • Science
  • Creative Arts

Sample:

Child develops numeral awareness

  • Correctly counts up to ten
  • Correctly judges whether groups of five objects each contain the same number of objects
  • Uses one to one matching

The Adult:

  • Offers counting activities, number puzzles and books
  • Provides counting finger plays, books, songs and other activities and materials throughout the daily routine and program
  • Provides opportunities for children to pair objects, to count, and to develop and practice numerical vocabulary

Teacher Certification/Qualification Standards for Preschool Program:

Neb. Rev. Stat. § 79-1104(2)

Prekindergarten programs established by school boards or educational service units shall be approved by the State Department of Education subject to regulations adopted and promulgated by the State Board of Education and may include such components as (a) the utilization of appropriately qualified staff, … and (i) a plan for ongoing professional development of staff, all in accordance with sound early childhood educational practice, research, and evaluation. All teachers and administrators in prekindergarten programs established pursuant to this section shall hold a valid certificate or permit issued pursuant to sections 79-806 to 79-815. The State Board of Education shall adopt and promulgate rules and regulations for the issuance of such permits or certificates required by this section.

92 Neb. Admin. Code Ch. 11 § 004.08. The program shall hire, utilize, and provide staff development for qualified staff as set forth below.

004.08A Teacher. Any teacher in an early childhood education program shall hold a valid Nebraska Teaching Certificate with an endorsement in Early Childhood Education, Early Childhood Special Education, Preschool Disabilities, or Early Childhood Education Unified. A program may employ a teacher without such an endorsement if the teacher files a plan to complete the endorsement with the Department as part of the annual Early Childhood Program Report. The plan will require the teacher to receive at least three (3) semester hours of credit annually toward completion of the endorsement. When fifty percent (50%) of the required courses have been completed, the teacher is eligible for a provisional endorsement pursuant to 92 NAC 24 which is valid for three (3) years and can be renewed upon completion of at least fifteen (15) credit hours.

004.08B Paraeducator. A paraeducator assigned to work as a member of a classroom team shall have received at least twelve (12) semester hours of undergraduate or graduate credit in child development/early childhood education, or the equivalent in prior training or experience as determined by the Commissioner or his or her designee. Equivalencies include, but are not limited to the following:

004.08B1 Holding a current Child Development Associate Credential issued by the Council for Early Childhood Professional Recognition in Washington, D.C. shall be an equivalent for the twelve (12) semester hour requirement.

004.08B2 Holding a current Nebraska teaching certificate with a K6 elementary endorsement shall be an equivalent for the twelve (12) semester hour requirement.

004.08B3 Each two (2) years of employment in a program serving children birth through second grade shall be an equivalency for three (3) credit hours of the twelve (12) semester hour requirement. This experience may count for a maximum of six (6) of the twelve (12) semester hour requirement.

004.08B4 Early childhood training hours (including web-based training) provided by or sponsored by the Nebraska Department of Education Office of Early Childhood shall count toward the twelve (12) semester hour requirement. Fifteen (15) clock hours constitute one (1) semester hour.

004.08B5 The program may employ a paraeducator who does not meet the twelve (12) semester hour requirement as long as the paraeducator completes a minimum of six (6) semester hours or the equivalent in training or experience within the first year of employment and meets full twelve (12) semester hour requirement before the end of the second year of employment.

004.08C Language Resource. If the majority of children enrolled in the program use a common language other than spoken English, at least one teacher or other staff member who uses such language shall be available as an active participant to communicate with such children in classroom or group experiences. Where less than a majority of the children enrolled in the program speak a language different from the rest, one staff member or a community resource person or parent shall be identified to serve as a resource to the program.

004.08D Staff Development Plans. There shall be a written plan detailing staff development opportunities for all staff working in the program who have regular contact with children and their families.

004.08E Staff Development Hours. Teachers and paraeducators who have regular contact with children in early childhood programs shall participate in at least twelve (12) clock hours annually of staff development related to early childhood education or child development.

004.08F Background checks. Program Staff who are not required to hold a Nebraska Teaching Certificate and who have contact with children shall be checked by program administration against the Nebraska Central Registry of Child Abuse and Neglect and the Nebraska Adult Protective Services Registry before being hired.

Other Quality Standards for Preschool Program:

Neb. Rev. Stat. § 79-1104(2)

Prekindergarten programs established by school boards or educational service units shall be approved by the State Department of Education subject to regulations adopted and promulgated by the State Board of Education and may include such components as (a) the utilization of appropriately qualified staff, (b) an appropriate child-to-staff ratio, (c) appropriate group size, (d) compliance with minimum health and safety standards, (e) appropriate facility size and equipment, (f) a strong family development and support component, (g) developmentally and culturally appropriate curriculum, practices, and assessment, (h) well-defined language development and early literacy emphasis, and (i) a plan for ongoing professional development of staff, all in accordance with sound early childhood educational practice, research, and evaluation. …

92 Neb. Admin. Code Ch. 11 § 004. Requirements for Early Childhood Education Programs Established by School Boards or Educational Service Units. ...

004.06 Each program shall provide a strong family development and support component which recognizes the central role of parents in their children's development and establishes a working partnership with each parent. The family development and support component shall include, as a minimum:

. . . 004.06C At least two home visits per year between the parent(s) and the teacher to discuss the child's development and learning. These visits may occur in locations other than the home as determined by the parent(s) and teacher.

004.06D Specified opportunities for program staff to dialogue with parents through such activities as parent conferences, participation on advisory committees, needs assessments, participation as classroom volunteers, and flexible scheduling of meetings and events.

004.06E Family development, support, and services based on the family's needs and interests, including but not limited to their economic and logistical needs.

004.07 Meals and or Snacks. Each program shall provide at least one meal and or snack that meets USDA guidelines.

004.09 Child/staff ratios and group sizes shall be maintained as indicated below with staff assigned who meet the qualifications described in Section 004.08. When age groups are mixed, the lower ratio shall prevail.

. . . 004.09C If the program serves children, age three (3) years to kindergarten entrance age, one (1) staff member shall hold a valid Nebraska Teaching Certificate for each group of twenty (20) children. A paraeducator or additional teacher shall be assigned to assure a ratio of at least one (1) adult for each ten (10) children with a maximum group size of twenty.

. . . 004.11 Facilities, Health, and Safety.

004.11A Classrooms shall provide at least thirty-five (35) square feet per child of space usable by the children.

004.11B An outdoor play area that is protected by fences or physical barriers shall be available which provides at least seventy-five (75) square feet per child of play space.

004.11C Each classroom and outdoor play area shall be equipped with safe, durable, age-appropriate equipment and materials for indoor and outdoor activities.

004.11D If needed, modifications of the equipment, materials, and activities shall be made to assure maximum participation in the ongoing activities of the program for children with disabilities attending the program.

004.11E Equipment and materials shall be organized into clearly defined areas of interest which are arranged to encourage independent choice; cooperative activity; and alteration between quiet and active exploration and teacher-and child-initiated activities.

004.11F Each early childhood education program shall maintain safe, healthful, and sanitary conditions within the facilities used for the program and on the outdoor playground and meet applicable fire, safety, and health codes.

004.11G At least one (1) staff member per classroom who has received first aid and CPR training specifically designed for children shall be on duty at all times. Written verification of current training shall be available.

Delivery of Preschool Services:

Neb. Rev. Stat. §79-1103.

(1)(a) . . . The department shall request proposals for early childhood education programs from school districts, individually or in cooperation with other school districts or educational service units working in cooperation with existing nonpublic programs which meet the requirements of subsection (2) of section 79-1104.

(2) Each program proposal which is approved by the department shall include . . . (c) evidence that the program will be coordinated or contracted with existing programs, including those listed in subdivision (d) of this subsection and nonpublic programs which meet the requirements of subsection (2) of section 79-1104, (d) a plan to coordinate and use a combination of local, state, and federal funding sources, including, but not limited to . . . the federal Head Start program, 42 U.S.C. 9831 et seq., the federal Even Start Family Literacy Program, 20 U.S.C. 6361 et seq., Title I of the federal Improving America's Schools Act of 1994, 20 U.S.C. 6301 et seq., and child care assistance through the Department of Health and Human Services . . . .

92 Neb. Admin. Code Ch. 11 § 005. School districts, individually or in cooperation with other school districts, or educational service units working in cooperation with existing nonpublic programs that operate early childhood education programs meeting the requirements found in Section 004 may submit an application for an Early Childhood Education Grant.

. . . 004.01. Each program shall have a planning period. The planning period shall include activities associated with:

. . . 004.01B. Developing cooperative relationships with nonpublic providers of early childhood programs, including the development of cooperative agreements and contracts, if needed to carry out the proposed program. . . .

004.02 Coordination With Existing Programs and Funding Services. Each program shall develop, and keep on file, a written budget plan to show that the program will be coordinated or contracted with existing programs and funding sources. … Existing programs and funding sources include, but are not limited to:

004.02A Grants provided through the Early Childhood Education Grant Program under Neb. Rev. Stat. 79-1103.

004.02B Funds provided for children with disabilities below five years of age through the Special Education Act, the Early Intervention Act, and funds available through the flexible funding provisions under the Special Education Act.

004.02C The federal Head Start program.

004.02D The federal Even Start Family Literacy Program.

004.02E Title I of the federal funds provided through the Elementary and Secondary Education Act and subsequent reauthorizations or other appropriate federal legislation.

004.02F Child care assistance through the Health and Human Services System.

004.02G Local district funds.

004.02H Funds obtained through contracts with other school districts, such as contracts to provide services to children below age five with disabilities pursuant to 92 NAC 51.

004.02I Private grants and gifts.

004.02J Parent fees from the program's locally-developed sliding scale.

004.02K Nonpublic early childhood education programs which meet the requirements of Neb. Rev. Stat. 79-1104(2).

Requirements for Student Assessment and Program Evaluation:

Neb. Rev. Stat. §79-1103.

. . . (2) Each [Early Childhood Education Grant] program proposal which is accepted by the department shall include. . . (b) an agreement to participate in periodic evaluations of the program to be specified by the department, . . . (f) the establishment of an advisory body which includes families and community members. . . (p) a sound evaluation component, including at least one objective measure of child performance and progress . . . .

. . . (4) A report evaluating the programs shall be made to the State Board of Education and the Legislature by January 1 of each odd-numbered year. Up to five percent of the total appropriation for the Early Childhood Education Grant Program may be reserved by the department for evaluation and technical assistance for the programs.

Neb. Rev. Stat. § 79-1104(2)

Prekindergarten programs … may include such components as … (g) developmentally and culturally appropriate curriculum, practices, and assessment …

92 Neb. Admin. Code Ch. 11 § 004.10A13 Use child assessment (evaluation) practices based on documentation gathered through an established system of ongoing observation and assessment to provide objective measures of each child’s performance and progress in development and learning. The assessment data is used to plan activities to meet the individual needs of children. Any formal assessment tools used must meet accepted standards of reliability and validity.

92 Neb. Admin. Code Ch. 11 § 004.12 Evaluation and Quality Assurance. The program shall participate in periodic program evaluations to assure program quality and positive child outcomes. The evaluation process will be designed by the Department and will include, but not be limited to the following:

004.12A An assessment of program quality.

004.12B A report of child outcomes including at least one objective measure of child performance and progress.

004.12C A plan for dissemination of the results of the evaluation.


Table of Contents
State Preschool Program
   

Overview

State Policy

Eligibility Criteria

Program Length/Duration

Funding

Quality Standards

Delivery of Preschool Services

Requirements for Student Assessment and Program Evaluation

Legal Framework
   

Education Clause in State Constitution

Summary of Case Law on School Finance System

Summary of Case Law on Preschool

Constitutional Provisions on Public Education
Case Law Digest
   

Is Education a Fundamental Right?

School Finance Cases in Favor of Plaintiffs

Standard for a Constitutionally Adequate Education

School Finance Cases against Plaintiffs

Decisions Ruling School Finance Issues Were Non-Justiciable

Cases Relating to State-Funded Preschool

Pending School Finance Cases

Statutes, Regulations and Guidance Documents
   

Provisions Expressing State Policy on Preschool

Eligibility Criteria

Program Length/Duration

Scope of State's Responsibility to Provide Preschool

Scope of State's Responsibility to Fund Preschool

Source of Funding for Preschool Program

Scope of Child's Right to Attend Preschool

Curriculum Content Standards

Teacher Certification/ Qualification Standards

Other Quality Standards

Delivery of Preschool Services

Requirements for Student Assessment and Program Evaluation

Starting at 3, a project of Education Law Center, is supported by a grant from The Pew Charitable Trusts